Oswald Financial, Inc. has been named one of the 2020 NAPA Top DC Advisor Teams.
The NAPA Top DC Advisor Team list highlights the nation’s leading retirement plan advisor firms. Sure, we know it is not just about the numbers – but the reality is that NAPA members are having a huge impact every single day, not just on the quality of retirement plan advice, but also in building a more financially secure retirement for millions of Americans. Unlike other lists, this focuses on teams, broadly defined as being in a single physical location, and having at least $100 million in DC assets under advisement.
This year’s list includes teams in 40 different states and Washington, DC—has more than $1.3 TRILLION in defined contribution dollars under advisement as of 12/31/20, representing the interests of some 30 million working Americans.
The list of top DC Advisor Teams can be viewed at https://www.napa-net.org/industry-intel/industry-lists/top-dc-advisor-teams-2020.
Established in 2017, nominees had to be individual advisor team/offices with a defined contribution book of business, in a single physical location. To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors, an affiliate organization of the American Retirement Association, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. This year there were 305 submissions, with 300 on the final list.
Securities offered through LPL Financial, member FINRA & SIPC. Investment advice offered through Global Retirement Partners, DBA Oswald Financial, a registered investment advisor and separate entity from LPL Financial.