Join us at the Burntwood Tavern on September 20th for Fiduciary Training with HRCI credit!

How to Manage Your Fiduciary Risk

Hallmark of Good Stewardship 

Please Join the Oswald Financial Team and Andrew Larson of Columbia Threadneedle’s Learning Center at the Burntwood Tavern for a Brunch Buffet and a Fiduciary Training Course (1 HRCI Credit):


Business owners who sponsor certain workplace retirement plans for their employees are “fiduciaries” under the Employee Retirement Income Security Act of 1974 (ERISA). Plan fiduciaries have a solemn responsibility under the law to act solely in the interest of plan participants, with the exclusive purpose of protecting retirement benefits. In case of a breach of duty, a fiduciary shall be personally liable to make good losses to the plan; shall be personally liable to return any profits resulting from the breach; may be subject to civil penalties and fines; and may be removed as a fiduciary. Consequently, plan sponsors have great incentive to develop fiduciary risk and liability management strategies. 

7:30am : Arrival and Brunch Buffet  

8:00am-9:00am : Course Presentation 1 HRCI Credit : Andrew Larson of Columbia Threadneedle’s Learning Center