Deena Rini, MBA

Practice Leader, Retirement Plan Services

From 2007 to Present Ms. Rini has worked for The James B. Oswald Company (JBO) for the retirement plan services division, Oswald Financial, Inc. (OFI) Ms. Rini was hired as a client service administrator and added the responsibilities of compliance and broker/dealer relations in 2008, and shortly after obtained her Series 6 registration which is held through LPL Financial. Ms. Rini’s roles include serving as primary point of contact with broker/dealer and coordinating compliance for all reps; supporting vendor relations; ensuring development of marketing methods and events. In 2014, Ms. Rini became the Team Leader of Operations. She is responsible for maintaining the efficient internal operations of the business unit with close attention to legal compliance requirements, process control, revenue management, sales/marketing initiatives, and systems utilization. In 2016. Ms. Rini became the Practice Leader. She is currently responsible to drive revenue growth and profitability by maximizing client retention and effectively allocating resources to secure and support new business.

JBO is very committed to the community and Ms. Rini has been on several committees to assist various agencies. Ms. Rini is actively involved with United Way Young Leaders, Engage! Cleveland Young Professionals, Oswald Cares, and Junior Achievement Volunteer Program. Ms. Rini is also a founding member of the Women’s Leadership Council at Oswald. Ms. Rini sits on the Holy Name High School Board, as well as the John Carroll University MBA Advisory Board.

Ms. Rini earned her Masters of Business Administration at John Carroll University with honors in 2011. Ms. Rini earned her Bachelor of Sciences degree in Mathematics and Business from Muskingum University with honors in 2007, and was a member of the Greek honoraries, Order of Omega and Kappa Mu Epsilon (Mathematics). She has also continued her education by completing executive education courses at the Weatherhead School of Management at Case Western Reserve University throughout her tenure with Oswald.

She holds FINRA Series 6 license with LPL Financial. She holds FINRA 63 and 65 licenses with Global Retirement Partners.

Oswald Financial, Inc. | 1100 Superior Avenue, Suite 1350 | Cleveland, Ohio 44114 |  866.674.4048