frequently asked questions
What types of products and services are available to the individual investor?
Oswald Financial, Inc. (OFI) offers many proven ways to help
employees manage their personal funds and plan their financial futures.
These include customized financial planning, IRAs (including
rollovers), fee-based asset management, mutual funds, stocks, bonds,
annuities, Section 529 college savings plans, and even
life/disability/long-term care insurance.
Does OFI personalize these products and services?
Absolutely. The financial planners at OFI work closely with
individuals. Using a consultative approach, OFI professionals listen to
employees’ comments and concerns before, during, and after plan
development. The goal is to identify and implement retirement solutions
that meet every individual’s unique investment philosophies, goals, and
objectives.
How skilled is the investment team?
Oswald Financial, Inc. is a built around a team of people that have
significant experience in the investment and retirement plan industry.
Several staff members serve on advisory boards for industry
associations, retirement plan monitoring organizations, and national
service providers such as banks, insurance and mutual fund companies.
Most staff members are Series 6, 7, 63 and 65 Licensed, and carry
the Accredited Investment Fiduciary™ (AIF) designation. Also, OFI has
been recognized by the Better Business Bureau, Cleveland Bar
Association, Employers Resource Council and PlanSponsor – and OFI
services the retirement plans for three of those four.