We Are Oswald Financial, Inc.

Headquartered in Cleveland, Ohio, Oswald Financial, Inc. enjoys strong relationships with highly respected clients throughout the country. Whether a large corporation, small business or individual seeking to attain personal retirement goals, we earn our reputation by providing the guidance and the results-driven strategies to preserve your financial assets. We are able to deliver to clients what had traditionally only been available to larger plans – heightened best practices and investment due diligence, open-architecture plan design options, independent vendor search and benchmarking, and high-quality service and communications.

The Value of Independence

Being an independent firm, Oswald Financial, Inc. has complete flexibility in choosing the vendor that best suits our clients’ needs. We have no obligations to any investment products and are not bound by any proprietary requirements. Our independence allows us to focus solely on servicing our clients and always acting with our clients best interests in mind.


We are a part of LPL Financial, a network of retirement plan consulting and wealth management focused advisors. With robust support, tools and services, we are equipped to deliver a compelling value proposition.

Our Commitment

As a fiduciary, it is hard to keep a grasp on updated regulations and legislation. Our professional team’s knowledge will allow you to focus on your core business while we help you offer the most competitive retirement package to your employees.

Our Mission

We are committed to caring for our clients and employees’ needs, today and tomorrow.